Efficient Approximation to Analytic and $L^p$ functions by Height-Augmented ReLU Networks

TL;DR

Efficient approximation of analytic and L^p functions using height-augmented ReLU networks, significantly improving approximation rates.

stat.ML 🔴 Advanced 2026-03-11 12 views
ZeYu Li FengLei Fan TieYong Zeng
neural networks function approximation analytic functions L^p spaces ReLU networks

Key Findings

Methodology

The paper introduces a three-dimensional network architecture by adding intra-layer connections to traditional two-dimensional networks, introducing a new topological dimension called height. This architecture achieves an exponential reduction in neuron count when representing sawtooth functions, thereby improving the approximation efficiency for polynomials and high-frequency components in trigonometric series. Specifically, the paper utilizes height-augmented ReLU networks to approximate sawtooth functions, which are then used to construct polynomials and trigonometric polynomials for efficient approximation of analytic and L^p functions.

Key Results

  • Result 1: For analytic functions, the proposed 3D ReLU network achieves exponential approximation rates in both depth and width. Specifically, the width is O(N^{d-1}), depth is O(N), and height is O(N), achieving significant parameter efficiency in polynomial approximation.
  • Result 2: For general L^p functions, the paper derives quantitative and non-asymptotic high-order approximation error bounds for the first time, providing explicit and computable error bounds.
  • Result 3: By introducing height, the network significantly enhances expressivity without substantially increasing parameter counts, particularly when representing sawtooth functions.

Significance

This research is significant in the field of neural network approximation theory. Firstly, it provides a more parameter-efficient design for approximating analytic functions, significantly improving approximation rates. Secondly, it achieves the first quantitative approximation for general L^p functions, offering a new theoretical foundation for neural network approximation in fundamental function spaces. This not only expands the approximation capabilities of neural networks but also provides a theoretically grounded pathway for designing more parameter-efficient networks, potentially impacting fields like scientific computing and signal processing.

Technical Contribution

Technical contributions include: 1) Introducing a height-augmented 3D ReLU network architecture that significantly improves the representation efficiency of sawtooth functions; 2) Providing exponential approximation rates for analytic and L^p functions, surpassing existing state-of-the-art methods; 3) Enhancing network expressivity through intra-layer connections without significantly increasing parameter counts.

Novelty

The paper is the first to propose the use of 3D ReLU networks for efficiently representing sawtooth functions, leading to efficient approximation of analytic and L^p functions. Compared to existing methods, the paper introduces a new topological dimension (height) in network architecture, significantly improving approximation efficiency.

Limitations

  • Limitation 1: Although the paper achieves efficient approximation of analytic and L^p functions theoretically, training and optimizing the network in practical applications might be challenging, especially on large-scale datasets.
  • Limitation 2: The implementation complexity of the 3D network architecture is high, potentially requiring more computational resources and sophisticated implementation techniques.
  • Limitation 3: While the method performs well in specific function spaces, its generality and applicability in broader application scenarios need further validation.

Future Work

Future research directions include: 1) Exploring more effective training and optimization strategies for 3D ReLU networks in practical applications; 2) Investigating the applicability and extensibility of the method in broader function spaces; 3) Combining with other advanced neural network architectures, such as Transformers, to further improve approximation efficiency and generalization capabilities.

AI Executive Summary

In neural network approximation theory, approximating analytic and L^p functions has been a challenging problem. Traditional two-dimensional network architectures often require a large number of parameters and computational resources to approximate complex functions efficiently.

This paper proposes a novel three-dimensional network architecture by introducing intra-layer connections to traditional two-dimensional networks, adding a new topological dimension called height. This height-augmented ReLU network achieves an exponential reduction in neuron count when representing sawtooth functions, thereby improving the approximation efficiency for polynomials and high-frequency components in trigonometric series.

Technically, the paper utilizes height-augmented ReLU networks to approximate sawtooth functions, which are then used to construct polynomials and trigonometric polynomials for efficient approximation of analytic and L^p functions. Experimental results show that the method achieves exponential approximation rates in both depth and width, significantly improving parameter efficiency.

This research not only expands the approximation capabilities of neural networks in fundamental function spaces but also provides a theoretically grounded pathway for designing more parameter-efficient networks. It could have a profound impact on fields like scientific computing and signal processing.

However, despite the significant theoretical advancements, practical applications face challenges such as network training and optimization, implementation complexity, etc. Future research will focus on addressing these issues and exploring the applicability and extensibility of the method in broader application scenarios.

Deep Analysis

Background

Neural networks have made remarkable advances in recent years, particularly in fields like computer vision, natural language processing, and scientific computing. These advances are largely attributed to the ability of deep networks to express highly complex information by composing multiple layers of affine transformations interleaved with nonlinear activation functions. In this context, neural network approximation theory has become an important research area, aiming to explore the expressivity of deep networks, specifically how well they can approximate specific classes of functions. Previous research has shown that neural networks can approximate continuous functions, smooth functions, analytic functions, and L^p functions. However, existing methods often require a large number of parameters and computational resources to approximate complex functions efficiently.

Core Problem

In neural network approximation theory, approximating analytic and L^p functions has been a challenging problem. Traditional two-dimensional network architectures often require a large number of parameters and computational resources to approximate complex functions efficiently. Specifically, approximating analytic functions typically requires constructing polynomials, while approximating L^p functions is limited by their lack of structural regularity. Solving these problems is crucial for improving the approximation capabilities of neural networks and designing more parameter-efficient networks.

Innovation

The core innovation of this paper lies in proposing a novel three-dimensional network architecture by introducing intra-layer connections to traditional two-dimensional networks, adding a new topological dimension called height. This height-augmented ReLU network achieves an exponential reduction in neuron count when representing sawtooth functions, thereby improving the approximation efficiency for polynomials and high-frequency components in trigonometric series. Specifically, the paper utilizes height-augmented ReLU networks to approximate sawtooth functions, which are then used to construct polynomials and trigonometric polynomials for efficient approximation of analytic and L^p functions. Compared to existing methods, the paper introduces a new topological dimension in network architecture, significantly improving approximation efficiency.

Methodology

  • �� Proposed a three-dimensional network architecture by introducing intra-layer connections to traditional two-dimensional networks, adding a new topological dimension called height.

  • �� Utilized height-augmented ReLU networks to approximate sawtooth functions, which are then used to construct polynomials and trigonometric polynomials.

  • �� Enhanced network expressivity by introducing height without substantially increasing parameter counts.

  • �� Achieved efficient approximation of analytic and L^p functions, significantly improving approximation rates and parameter efficiency.

Experiments

The experimental design includes approximation experiments for analytic and L^p functions. For analytic functions, the experiments involved analytic functions with absolutely convergent power series and functions that can be analytically continued to specific complex ellipses. For L^p functions, the paper derives quantitative and non-asymptotic high-order approximation error bounds for the first time. Experimental results show that the proposed 3D ReLU network achieves exponential approximation rates in both depth and width, significantly improving parameter efficiency.

Results

Experimental results show that the proposed 3D ReLU network achieves exponential approximation rates in both depth and width. Specifically, the width is O(N^{d-1}), depth is O(N), and height is O(N), achieving significant parameter efficiency in polynomial approximation. For general L^p functions, the paper derives quantitative and non-asymptotic high-order approximation error bounds for the first time, providing explicit and computable error bounds. By introducing height, the network significantly enhances expressivity without substantially increasing parameter counts, particularly when representing sawtooth functions.

Applications

The method can be directly applied to fields like scientific computing and signal processing, especially in scenarios requiring efficient approximation of complex functions. Prerequisites include having sufficient computational resources and implementation techniques. By improving approximation efficiency and parameter efficiency, the method is expected to have a profound impact on these fields.

Limitations & Outlook

Although the paper achieves efficient approximation of analytic and L^p functions theoretically, training and optimizing the network in practical applications might be challenging, especially on large-scale datasets. The implementation complexity of the 3D network architecture is high, potentially requiring more computational resources and sophisticated implementation techniques. While the method performs well in specific function spaces, its generality and applicability in broader application scenarios need further validation. Future research will focus on addressing these issues and exploring the applicability and extensibility of the method in broader application scenarios.

Plain Language Accessible to non-experts

Imagine you're in a kitchen cooking. Traditionally, you use two pots, one for cooking rice and another for frying vegetables. While this works, it requires more time and effort. Now, imagine you have a new three-tier steamer that can cook rice, steam vegetables, and make soup simultaneously. This new steamer is like the three-dimensional network architecture mentioned in the paper, which adds a new 'height' dimension, allowing the same tasks to be completed in less time and more efficiently.

In this analogy, rice, vegetables, and soup represent different types of functions, while the three-tier steamer represents the height-augmented ReLU network. With this new architecture, we can approximate complex functions more efficiently, just like using the new steamer allows you to prepare a sumptuous dinner more quickly.

This method not only improves efficiency but also reduces resource waste, as we no longer need multiple pots to accomplish the same task. Similarly, in computation, we don't need a large number of parameters and computational resources to approximate complex functions.

In summary, this new three-dimensional network architecture is like a kitchen gadget that makes handling complex tasks more manageable.

ELI14 Explained like you're 14

Hey there! Did you know that scientists are always trying to make computers smarter, just like we level up characters in games? Recently, they came up with a new way to help computers solve complex problems faster and more accurately.

Imagine you're playing a game where you have to manage multiple tasks at once, like building a city, planting crops, and fighting monsters. The old way is like using one character to do everything, which isn't very efficient. But the scientists' new method is like having a super team, where each member is great at a different task, so you can complete your game goals faster.

The key to this new method is that they gave computers a new 'dimension,' like giving your game character a superpower. This makes computers better at handling complex problems, just like you can manage multiple tasks in the game.

So next time you're gaming, think about how these scientists are making computers smarter. Their work makes our lives easier, just like superpowers make winning games more fun!

Glossary

ReLU Network

A neural network using the ReLU activation function, defined as f(x) = max(0, x). Used in this paper for approximating complex functions.

Used to achieve efficient approximation of sawtooth functions.

Analytic Function

A function that can be represented by a power series within a certain region. Used in this paper to test the network's approximation capability.

Serves as one of the target functions for approximation.

L^p Space

A function space consisting of functions that satisfy certain integral conditions. Used in this paper to test the network's approximation capability.

Serves as one of the target functions for approximation.

Sawtooth Function

A periodic function resembling a sawtooth wave. Used in this paper as a basis for constructing polynomials and trigonometric polynomials.

Used to construct polynomials and trigonometric polynomials.

Height

A new topological dimension introduced in the three-dimensional network architecture, achieved through intra-layer connections.

Used to enhance the network's expressivity.

3D Network Architecture

A network architecture that introduces a height dimension, enhancing the network's expressivity.

Used to achieve efficient approximation of complex functions.

Polynomial Approximation

A method of approximating complex functions using polynomials. Implemented in this paper using a three-dimensional network.

Used for approximating analytic functions.

Trigonometric Polynomial

A polynomial composed of trigonometric functions, used for approximating periodic functions.

Used for approximating L^p functions.

Intra-layer Connection

Connections added between neurons within the same layer to enhance the network's expressivity.

Used to implement the height-augmented network architecture.

Exponential Approximation Rate

Achieving exponential efficiency in approximation in terms of depth and width.

Used to describe the network's approximation capability.

Open Questions Unanswered questions from this research

  • 1 How can we more effectively train and optimize 3D ReLU networks in practical applications? Current research focuses mainly on theoretical analysis, and training and optimization strategies in practical applications need further exploration.
  • 2 What is the applicability and extensibility of this method in broader function spaces? Although it performs well in specific function spaces, its generality in broader application scenarios needs validation.
  • 3 The implementation complexity of the 3D network architecture is high. How can we reduce implementation difficulty and computational resource requirements? This is crucial for large-scale applications.
  • 4 How can we combine this method with other advanced neural network architectures, such as Transformers, to further improve approximation efficiency and generalization capabilities?
  • 5 In applications on large-scale datasets, how can we address network training and optimization issues? This is critical for practical applications.

Applications

Immediate Applications

Scientific Computing

This method can be used in scenarios requiring efficient approximation of complex functions in scientific computing, helping to improve computational efficiency and accuracy.

Signal Processing

In the field of signal processing, this method can be used to efficiently approximate complex features of signals, enhancing signal processing effectiveness.

Machine Learning Model Optimization

This method can be used to optimize the parameter design of machine learning models, improving their approximation and generalization capabilities.

Long-term Vision

Intelligent System Development

By improving approximation efficiency, this method is expected to drive the development of intelligent systems, making them more efficient in handling complex tasks.

Automated Decision Systems

In automated decision systems, this method can improve decision-making efficiency and accuracy, advancing automation technology.

Abstract

This work addresses two fundamental limitations in neural network approximation theory. We demonstrate that a three-dimensional network architecture enables a significantly more efficient representation of sawtooth functions, which serves as the cornerstone in the approximation of analytic and $L^p$ functions. First, we establish substantially improved exponential approximation rates for several important classes of analytic functions and offer a parameter-efficient network design. Second, for the first time, we derive a quantitative and non-asymptotic approximation of high orders for general $L^p$ functions. Our techniques advance the theoretical understanding of the neural network approximation in fundamental function spaces and offer a theoretically grounded pathway for designing more parameter-efficient networks.

stat.ML cs.LG cs.NE

References (20)

Exponential convergence of the deep neural network approximation for analytic functions

W. E, Qingcan Wang

2018 108 citations ⭐ Influential View Analysis →

Constructive Approximation

R. DeVore, G. Lorentz

1993 2574 citations ⭐ Influential

Jackson-type theorem in the weak $L_{1}$-space

R. Aliev, Eldost Ismayilov

2023 1 citations ⭐ Influential

Analytic Function Approximation by Path-Norm-Regularized Deep Neural Networks

A. Beknazaryan

2021 4 citations ⭐ Influential View Analysis →

From Theory to Application: A Practical Introduction to Neural Operators in Scientific Computing

Prashant K. Jha

2025 5 citations View Analysis →

Functional Analysis: Introduction to Further Topics in Analysis

E. Stein, Rami Shakarchi

2011 218 citations

A survey on deep learning fundamentals

Chunwei Tian, Tongtong Cheng, Z. Peng et al.

2025 5 citations

Multivariate polynomial approximation in the hypercube

L. Trefethen

2016 98 citations View Analysis →

Convergence analysis of Hermite approximations for analytic functions

Haiyong Wang, Lun Zhang

2023 5 citations View Analysis →

Physics of Language Models: Part 4.1, Architecture Design and the Magic of Canon Layers

Zeyuan Allen-Zhu

2025 17 citations View Analysis →

On the optimal approximation of Sobolev and Besov functions using deep ReLU neural networks

Yunfei Yang

2024 9 citations View Analysis →

On Expressivity of Height in Neural Networks

Fenglei Fan, Ze-yu Li, Huan Xiong et al.

2026 2 citations

Deep Network Approximation Characterized by Number of Neurons

Zuowei Shen, Haizhao Yang, Shijun Zhang

2019 216 citations View Analysis →

Deep Neural Network Approximation Theory

Dennis Elbrächter, Dmytro Perekrestenko, P. Grohs et al.

2019 247 citations View Analysis →

Optimal approximation of continuous functions by very deep ReLU networks

D. Yarotsky

2018 329 citations View Analysis →

Deep Network Approximation for Smooth Functions

Jianfeng Lu, Zuowei Shen, Haizhao Yang et al.

2020 296 citations View Analysis →

Theoretically Provable Spiking Neural Networks

Shao-Qun Zhang, Zhiping Zhou

2022 14 citations

Partial Differential Equations Meet Deep Neural Networks: A Survey

Shudong Huang, Wentao Feng, Chenwei Tang et al.

2022 40 citations View Analysis →

Approximation in $L^p(\mu)$ with deep ReLU neural networks.

F. Voigtlaender, P. Petersen

2019 6 citations View Analysis →

Integral Representations of Sobolev Spaces via ReLUk Activation Function and Optimal Error Estimates for Linearized Networks

Xinliang Liu, Tong Mao, Jinchao Xu

2025 11 citations View Analysis →